JPMS Failed to Produce All Subpoena Documents Despite Arbitration Panel’s Explicit Orders

In a FINRA arbitration case against J.P. Morgan Securities LLC (JPMS), a broker-dealer subsidiary of JPMorgan Chase & Co., a self-directed investment account customer alleged that JPMS engaged in fraudulent and dishonest practices. The customer alleged that her account documents were altered/changed after she confronted JPMS about unauthorized trading activity in a non-discretionary self-directed cash […]
JP Morgan Securities vs. Customer Before Financial Industry Regulatory Authority

A self-directed investment customer filed a complaint against JP Morgan Securities alleging fraud and numerous financial industry rules violations.
No Respite for Individual Customers Wronged by Brokerage Firms before FINRA Arbitration

FINRA arbitration is unfair and biased.