JPMS Failed to Produce All Subpoena Documents Despite Arbitration Panel’s Explicit Orders
In a FINRA arbitration case against J.P. Morgan Securities LLC (JPMS), a broker-dealer subsidiary of JPMorgan Chase & Co., a self-directed investment account customer alleged that JPMS engaged in fraudulent and dishonest practices. The customer alleged that her account documents were altered/changed after she confronted JPMS about unauthorized trading activity in a non-discretionary self-directed cash […]
JP Morgan Securities vs. Customer Before Financial Industry Regulatory Authority
A self-directed investment customer filed a complaint against JP Morgan Securities alleging fraud and numerous financial industry rules violations.